Audit & More provides AML/KYC, customer due diligence, compliance review, and regulatory support services to assist clients in meeting applicable anti-money laundering, counter-terrorist financing, sanctions, and regulatory obligations.
Our services support companies in identifying and verifying customers, shareholders, directors, authorized signatories, ultimate beneficial owners, and connected parties. We also assist in performing AML screening, sanctions screening, politically exposed person screening, adverse media checks, risk classification, and preparation of KYC reports and supporting documentation.
Audit & More may also provide support to the client’s appointed Compliance Officer or Money Laundering Reporting Officer (MLRO) through AML/CFT advisory, policy review, compliance gap assessment, customer due diligence support, enhanced due diligence, AML training, sanctions screening support, and preparation of compliance reports.
Where permitted by applicable laws and regulatory requirements, and subject to any required approval or no-objection from the relevant authority, Audit & More may support or assist with MLRO-related compliance responsibilities. However, the statutory appointment, accountability, and final reporting responsibility shall remain subject to the applicable regulatory framework and the client’s internal governance structure.
TO REACH THIS GOAL, OUR APPROACH INVOLVES PRECISION BEYOND NUMBERS
. Reviewing AML/KYC policies, procedures, and internal controls.
. Performing customer due diligence and enhanced due diligence procedures.
. Identifying shareholders, directors, authorized signatories, ultimate beneficial owners, and related parties.
. Conducting sanctions, PEP, watchlist, and adverse media screening.
. Supporting risk assessment and customer risk classification.
. Assisting with AML/CFT training and awareness programs.
. Supporting the preparation of KYC reports, AML review reports, and compliance documentation.
. Advising on record-retention procedures and regulatory documentation requirements.
. Supporting the client’s appointed Compliance Officer or MLRO, where applicable and legally permitted
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